Legal basis and management systems
Article 14 of Law 31/1995 establishes the employer’s duty to guarantee the safety and health of their employees in all aspects related to work, and Article 16 requires the integration of prevention into the company’s overall management system, encompassing all its activities and hierarchical levels, through the prevention plan. Royal Decree 39/1997 further develops this integration: prevention must be incorporated into technical processes, work organization, and the conditions under which work is performed, and the assignment of preventive functions to all levels of the chain of command is part of the plan. Leadership, therefore, is the way in which management and supervisors exercise the preventive responsibilities assigned to them by law.
ISO 45001 dedicates Chapter 5 to leadership and worker participation: top management must assume overall responsibility for the system, ensure that the policy and objectives are compatible with the strategy, integrate the system requirements into business processes, secure resources, communicate the importance of effective management, lead and support people, promote continual improvement, develop and promote a culture that supports the system, protect workers from retaliation for reporting incidents and hazards, and ensure consultation and participation. The standard also requires that management review the system periodically and that those in leadership positions support leadership in their areas.
The European Agency for Safety and Health at Work dedicated its 2012-2013 campaign, Working together for risk prevention, to management leadership and worker participation, and maintains the theme as a permanent line: effective leadership prevents accidents and illnesses, improves productivity and reduces the costs of absenteeism and claims, and is most effective when combined with active workforce participation.
Behaviors that define leadership in safety
- Visible commitment. Management presence in the workplace, safety visits, participation in meetings and committees, and regular communication on safety and health.
- Personal example. Strict compliance with the rules and use of protective equipment by managers and supervisors, without exceptions.
- Priority in decisions. Consideration of safety and health in investment, planning, purchasing, hiring and change decisions, and resolution of conflicts between production and safety in favor of safety.
- Resources. Allocation of sufficient personnel, time, budget and training for prevention.
- Accountability. Safety objectives for managers, monitoring of indicators and consequences of preventive performance in evaluation and recognition.
- Listening and participation. Open channels for communicating risks and proposals, responding to contributions, and protecting those who report.
- Learning. Incident investigation focused on system causes rather than individual blame, and dissemination of lessons learned.
- Coherence. Alignment between what is said, what is decided, and what is done, maintained over time and in situations of pressure.
Leadership levels and skills development
- Senior management. Defines policy and strategy, approves resources, reviews the system, and represents the commitment to the organization and stakeholders.
- Middle management. They translate policy into daily practices, plan work safely, supervise, train and inform, and are the main reference point for the staff.
- Supervisors and managers. They manage safety at the workplace: talks, permits, inspections, immediate correction of deviations, and support for people.
- Prevention service. It advises, evaluates and proposes, but does not replace the leadership of the chain of command.
- Competencies. Knowledge of risks and obligations, communication skills, observation and intervention skills, management of production pressure and healthy leadership in the face of psychosocial risks.
- Training. Specific leadership programs in safety for managers and supervisors, with follow-up and reinforcement.
- Measurement. Climate and safety culture surveys, proactive (visits, observations, closure of actions) and reactive indicators, and feedback to leaders.
Organizational application: how to develop leadership in safety
- Approve and communicate a health and safety policy signed by senior management, with concrete commitments and measurable objectives.
- Define and document the preventive functions and responsibilities of each management level in the prevention plan, with safety objectives in their performance evaluation.
- Establish visible leadership practices: management safety visits, participation in the health and safety committee, regular communication, and presence at the investigation of serious incidents.
- To train managers, middle managers and supervisors in safety leadership and healthy leadership, and to reinforce it with coaching and feedback.
- Guarantee resources and resolve conflicts between production and safety in favor of safety, in a visible and explained manner.
- Enable channels for communicating risks and proposals with a guaranteed response and protection against retaliation.
- Measure the safety climate and culture and proactive leadership indicators, review them in the management review and adjust the program.
Preventive management software allows planning and recording of safety visits and supervisor observations, tracking the closure of actions, managing risk communications and proactive and reactive indicators, and providing management with dashboards for system review with traceability.
Limits and common mistakes
- Delegate leadership to the prevention service and limit the role of management to signing documents.
- Inconsistency between discourse and decisions: prioritizing production or deadlines over safety when there is pressure.
- Managers and supervisors who violate the rules or do not use protective equipment.
- Setting targets only on reactive indicators (accidents) can discourage reporting.
- Reacting to incidents by looking for culprits instead of systemic causes.
- Not training middle managers or measuring the safety climate.
Guidance on leadership is contained in EU-OSHA materials and in Chapter 5 of ISO 45001; this fact sheet is for informational purposes.
Practical example
Situation: A manufacturing company with 700 people and several centers maintains a higher accident rate than its sector despite having its own prevention service and a certified system.
- Diagnosis. A safety climate survey and interviews with staff show that safety is perceived as the responsibility of the prevention service, that managers prioritize deadlines, and that risk communications go unanswered.
- Program. Management approves a safety leadership program: a renewed policy with objectives, preventive functions for each manager incorporated into their evaluation, monthly safety visits by managers, training for all managers, and a risk communication channel with timely response.
- Consistency. It is established that no production order takes precedence over a safety stop and management publicly supports the stoppages carried out by those in charge; incidents are investigated with a systemic root cause approach and lessons learned are communicated.
- Results. After two years, the climate survey clearly improves, risk communications multiply and are completed on time, proactive management indicators are met, and the accident rate falls below the sector average.
Regulatory and reference framework
- Law 31/1995, of November 8. Law on Prevention of Occupational Risks; duty of protection (article 14) and integration of prevention at all hierarchical levels (article 16).
- Royal Decree 39/1997, of January 17. Regulation of Prevention Services; integration of prevention and prevention plan.
- ISO 45001:2018 . Occupational health and safety management systems; Chapter 5, Leadership and worker participation.
- EU-OSHA. Leadership and worker participation . European Agency guidance on management leadership in safety and health.
- NTP 559. Preventive management system: procedure for controlling information and preventive training . Functions of the management line in preventive information and training.
- Spanish Strategy for Safety and Health at Work 2023-2027 . Promoting a culture of prevention and integrating prevention into business management.
ISO 45003 develops the role of leadership in the management of psychosocial risks, and NTP 565 of the INSST describes the organization and definition of preventive functions in the management system.
